Decision Notice - CIRO Hearing Panel issues Reasons for Decision in the Matter of Haimeng Wang

The Canadian Investment Regulatory Organization (CIRO) issued reasons for its decision in a sanctions case involving Haimeng Wang following a hearing on Aug. 19, 2026. The panel, acting under the Mutual Fund Dealer Rules and based on an Agreed Statement of Facts, found that Wang accessed a client’s bank accounts and transferred funds. The decision, dated Sept. 28, 2026, was published Oct. 15, 2026, and confirmed the sanctions described in the notice, including an order requiring payment of $15,000 in costs. The violations occurred while Wang was registered as a Dealing Representative with TD Investment Services Inc. in the Surrey, British Columbia area. Wang is not currently registered in the securities industry.